Job Description


In this role, you will have the opportunity to manage the day-to-day activities of the Compliance Advice Team.

Your responsibilities will include…

  • Providing direction and leadership to the Compliance Advice Team to ensure effective delivery of compliance advice to the business
  • Representing the Compliance function on key business / regulatory projects and initiatives
  • Promoting fair customer outcomes with a view to ensuring that the quality of the 'customer journey' is considered in day to day operations
  • Identifying the implications of conduct risk and associated conduct regulations on the business and writing / presenting Impact Analyses / Summaries of appropriate papers by the regulator
  • Line managing and coaching direct reports including all aspects of performance management, development, sickness management etc


We are looking for talented individuals who have the experience/knowledge and qualifications set out below:

  • Previous work experience in a Compliance Advisory Manager role within Financial Services
  • Robust knowledge of Mortgages and Savings Products and Servicing Processes
  • Experience of embedding the Principles of TCF / fair customer outcomes and Conduct Risk into the business
  • The ability to remain proactive in supporting the business to ensure they remain in line with current regulation
  • CeMap 3 qualifications

Ready to Start?

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